SEC defendant Coldicutt receives seven-year jail term

2025-07-11 18:31 ET - Street Wire

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" He is also the son of former Vancouver broker Tom Coldicutt."

Ah, yes. https://www.sandiegoreader.com/news/2013/jan/23/citylights1-not-americas-sweethearts/

Thomas Coldicutt was a branch manager of a brokerage in the untamed markets in Vancouver. The Vancouver Stock Exchange — known for shams and swindles — suspended Thomas Coldicutt for five years for permitting unregistered brokers to deal with clients. (The exchange has been merged out of existence.)

The Coldicutts went on to Burnett Grey, a firm with a San Diego office and a dubious reputation. On separate occasions, both Thomas and Elizabeth were censured and fined by the National Association of Securities Dealers for violations of broker-dealer rules.

And here's David Baines

https://vancouversun.com/news/baines-former-vancouver-stockbroker-accused-of-creating-and-selling-15-sham-exploration-companies