CIRO permanently bans former PFSL employee Sukhai
2024-02-13 20:52 ET - Street Wire
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PFSL Investment Canada Ltd. seems to be part of Primerica Canada (Primerica became a newly independent company and is traded on the New York Stock Exchange under PRI. As the largest independent financial services marketing organization in North America, our goal is to dominate the changing financial services landscape for Main Street North America.)
Why is there no suggestion that the Canadian Investment Regulatory Organization is going to ask Primera to make restitution to their client for the actions of their employee?
And that unpaid "$213,509 fine represents the amount that the client lost, plus $75,000" will then just become part on the tens and tens of millions owed in unpaid fines to the CIRO and its predecessor?
A true deterrent indeed, LOL!
Posted by halcrow at 2024-02-13 22:05
If no money is forthcoming from the Hindi bitch then PFSL should have to pay the client for not supervising her activities which went on for a while
Posted by sequential at 2024-02-14 12:56