C-*CIRO

T:*CIRO - Canadian Investment Regulatory Organizat -

18:57:54 EDT

Sym-X	Bid - Ask					Last	Chg	%Ch	Vol	$Vol	#Tr	Open-Hi-Lo	Year Hi-Lo	Last Tr	News	Delay
*CIRO - T	not a security

Trade times are ET. News times are ET. Bid/ask/vol sizes in thousands.

1yr Bulletins · Portfolio

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Recent Bulletins

News ReleasesIn The NewsOther

Date ET	Symbol	Price	Type	Headline
2025-07-09 08:08	C:*CIRO		In the News525	Globe says OSC, CIRO examine sales pressures at banks
2025-07-07 19:40	C:*CIRO		Street Wire165	CIRO fines, suspends former RBC employee Liu
2025-07-02 19:46	C:*CIRO		Street Wire165	CIRO orders Ventum to pay $2.3M over dodgy OTC trading
2025-06-30 09:28	C:*CIRO		In the News525	Globe says CIRO accepts settlement with Ventum
2025-06-24 17:36	C:*CIRO		Street Wire165	CIRO deems Lougheed liable for off-book activity
2025-06-20 19:53	C:*CIRO		Street Wire165	CIRO fines former Investors Group employee Smith $1.5M
2025-06-10 19:00	C:*CIRO		Street Wire165	CIRO cites Scotia ex Ladeiro for misappropriation
2025-05-28 20:02	C:*CIRO		Street Wire165	CIRO orders Canaccord to pay $2.8M over dodgy clients
2025-05-20 07:14	C:*CIRO		In the News525	Globe says CIRO reaches $2.8M settlement with Canaccord
2025-05-16 08:56	C:*CIRO		In the News525	Globe says Ontario boosts CIRO's enforcement powers
2025-05-01 19:44	C:*CIRO		Street Wire165	CIRO fines Cumberland Private Wealth's Perron $200,000
2025-04-30 20:01	C:*CIRO		Street Wire165	CIRO finds accusations against Hall unsubstantiated
2025-04-09 20:30	C:*CIRO		Street Wire165	CIRO to get a new hearing for Englesby, Nishimura
2025-04-08 19:00	C:*CIRO		Street Wire165	CIRO permanently bans Assante ex Tomkins
2025-04-03 19:48	C:*CIRO		Street Wire165	CIRO fines Quadrus ex Griffioen $75,000
2025-03-21 19:55	C:*CIRO		Street Wire165	CIRO cites Quadrus ex Lieff over used car business
2025-02-28 19:55	C:*CIRO		Street Wire165	CIRO cites Haywood ex Chu over unauthorized transfer
2025-02-25 20:00	C:*CIRO		Street Wire165	CIRO cites former TD employee Naek for misappropriation
2025-02-20 20:31	C:*CIRO		Street Wire165	CIRO fines, suspends former Assante employee O'Reilly
2025-02-18 19:41	C:*CIRO		Street Wire165	CIRO fines RBC ex Munro for falsified portfolios