CIRO fines former Investors Group employee Smith $1.5M
2025-06-20 19:53 ET - Street Wire
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Well, this will likely be another $1,520,000 in uncollected (and likely uncollectible) fines imposed upon an individual by the Canadian Investment Regulatory Organization.
As to the criminal charges…well, lots of British luck with those as well, as there are extremely slim pickings B.C. case law there, too (best of luck" is a common British phrase used to wish someone success, often in a situation where success is not guaranteed).
Will the Canadian Investment Regulatory Organization be behind or before the Investors Group Financial Services Inc when it comes to chasing the nebulous rainbow?
Not that it matters…Don Quixote’s horse, Rozinante, just vanished from the tale as his rider tilted at windmills.
Posted by halcrow at 2025-06-20 22:30
extremely slim pickings IN B.C. case law there,
Posted by halcrow at 2025-06-20 22:33
lest we forget the accounting firm that "audits" the entity, that firm or inside accountants need to be banned also, a check into employee's account from one of the brokerage accounts---- methinks accountants were in on the scam and smith taking the fall for the whole gang of theives
Posted by oh at 2025-06-23 08:17