| 2025-07-09 08:08 | CC:*CIRO | Canadian Investment Regulatory Organization | | In the News525 | Globe says OSC, CIRO examine sales pressures at banks |
| 2025-07-07 19:40 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO fines, suspends former RBC employee Liu |
| 2025-07-02 19:46 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO orders Ventum to pay $2.3M over dodgy OTC trading |
| 2025-06-30 09:28 | CC:*CIRO | Canadian Investment Regulatory Organization | | In the News525 | Globe says CIRO accepts settlement with Ventum |
| 2025-06-24 17:36 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO deems Lougheed liable for off-book activity |
| 2025-06-20 19:53 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO fines former Investors Group employee Smith $1.5M |
| 2025-06-10 19:00 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO cites Scotia ex Ladeiro for misappropriation |
| 2025-05-28 20:02 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO orders Canaccord to pay $2.8M over dodgy clients |
| 2025-05-20 07:14 | CC:*CIRO | Canadian Investment Regulatory Organization | | In the News525 | Globe says CIRO reaches $2.8M settlement with Canaccord |
| 2025-05-16 08:56 | CC:*CIRO | Canadian Investment Regulatory Organization | | In the News525 | Globe says Ontario boosts CIRO's enforcement powers |
| 2025-05-01 19:44 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO fines Cumberland Private Wealth's Perron $200,000 |
| 2025-04-30 20:01 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO finds accusations against Hall unsubstantiated |
| 2025-04-09 20:30 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO to get a new hearing for Englesby, Nishimura |
| 2025-04-08 19:00 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO permanently bans Assante ex Tomkins |
| 2025-04-03 19:48 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO fines Quadrus ex Griffioen $75,000 |
| 2025-03-21 19:55 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO cites Quadrus ex Lieff over used car business |
| 2025-02-28 19:55 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO cites Haywood ex Chu over unauthorized transfer |
| 2025-02-25 20:00 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO cites former TD employee Naek for misappropriation |
| 2025-02-20 20:31 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO fines, suspends former Assante employee O'Reilly |
| 2025-02-18 19:41 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO fines RBC ex Munro for falsified portfolios |
| 2025-01-31 19:50 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO finds PI's Hildebrandt a poor gatekeeper |
| 2025-01-23 19:23 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO cites Scotia ex Lougheed for off-book dealings |
| 2024-12-23 20:01 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO bans RBC ex Vornicu for falsified account updates |
| 2024-12-16 19:39 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO suspends former RBC employee Nafarrate |
| 2024-12-06 19:48 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO fines, suspends two former Stifel employees |
| 2024-12-03 20:09 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO bans Miller associate Lunam for 18 months |
| 2024-11-28 09:00 | CC:*CIRO | Canadian Investment Regulatory Organization | | In the News525 | Post says OSC, CIRO examine mutual-fund sales pitches |
| 2024-11-27 08:40 | CC:*CIRO | Canadian Investment Regulatory Organization | | In the News525 | Globe says OSC, CIRO eye banks' high-pressure tactics |
| 2024-11-15 20:41 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO fines Desjardins over supervisory failures |
| 2024-11-12 20:35 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO cites Calgary's Hartwell for supervisory failures |
| 2024-11-04 20:14 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO bans Echelon ex Debus for 18 months |
| 2024-10-30 20:06 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO finds against Assante ex O'Reilly for client loans |
| 2024-10-28 19:47 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO bans former National Bank employee Roland |
| 2024-10-11 20:12 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO fines Clarus $425,000 over Liberty Health trades |
| 2024-10-08 20:30 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO bans former Scotia Securities employee Baggs |
| 2024-09-25 20:03 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO cites National Bank ex Ewing for falsified records |
| 2024-09-04 20:05 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO appeals after losing to PI's Englesby, Nishimura |
| 2024-09-03 21:05 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO finds Echelon ex Debus in conflict of interest |
| 2024-08-28 20:19 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO fines Stifel $475,000 for supervision failures |
| 2024-08-08 20:25 | CC:*CIRO | Canadian Investment Regulatory Organization | | Street Wire165 | CIRO dismisses case against PI's Englesby, Nishimura |