SEC fines CIBC, Canaccord over messaging apps

2024-09-24 20:01 ET - Street Wire

Also Street Wire (C-CF) Canaccord Genuity Group Inc
Also Street Wire (C-CM) Canadian Imperial Bank of Commerce (CIBC)

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selling into bids when client paper delivered, then buying client paper through the other house. typical market behaviour so no individual sanctions and no criminal charges.