| 2025-07-14 19:51 | UU:*SEC | | Street Wire165 | SEC's Enerkon defendants appeal fines, bans |
| 2025-07-11 18:31 | UU:*SEC | | Street Wire165 | SEC defendant Coldicutt receives seven-year jail term |
| 2025-07-09 20:19 | UU:*SEC | | Street Wire165 | SEC drops charges against Loop defendant Destler |
| 2025-07-08 19:38 | UU:*SEC | | Street Wire165 | SEC defendant Coldicutt facing 7-1/2 years in prison |
| 2025-07-04 20:42 | UU:*SEC | | Street Wire165 | SEC defendant Coldicutt looks to avoid jail |
| 2025-07-03 20:13 | UU:*SEC | | Street Wire165 | SEC defendant Left complains of "selective prosecution" |
| 2025-06-25 20:17 | UU:*SEC | | Street Wire165 | SEC defendant Sharp loses B.C. appeal |
| 2025-06-13 19:30 | UU:*SEC | | Street Wire165 | SEC fines, bans Ontario's Lopez for Hightimes scheme |
| 2025-06-12 19:27 | UU:*SEC | | Street Wire165 | SEC wins bans, fines for Enerkon crew |
| 2025-06-05 09:12 | UU:*SEC | | In the News525 | Post/FT say SEC warns on banks/private credit tie-up |
| 2025-05-29 19:26 | UU:*SEC | | Street Wire165 | SEC drops case against cryptocurrency exchange Binance |
| 2025-05-29 09:24 | UU:*SEC | | In the News525 | FP/wire say SEC seen approving hybrid ETFs by summer |
| 2025-05-22 20:09 | UU:*SEC | | Street Wire165 | SEC seeks permanent bans, fines for Enerkon defendants |
| 2025-05-20 19:43 | UU:*SEC | | Street Wire165 | SEC defendant Bauer sentenced to 20 months |
| 2025-05-14 19:36 | UU:*SEC | | Street Wire165 | SEC defendant Bauer facing five-year jail term |
| 2025-05-05 19:58 | UU:*SEC | | Street Wire165 | SEC permanently bans VMS Rehab defendant Knight |
| 2025-04-29 19:45 | UU:*SEC | | Street Wire165 | SEC defendant Bongiorno receives one year in prison |
| 2025-04-28 08:02 | UU:*SEC | | In the News525 | Globe/wire say senator pushes SEC over Trump's ETF |
| 2025-04-16 19:55 | UU:*SEC | | Street Wire165 | SEC's Goodness Growth defendant Carey to avoid jail |
| 2025-04-15 19:50 | UU:*SEC | | Street Wire165 | SEC permanently bans U.K.'s Page |
| 2025-04-14 20:30 | UU:*SEC | | Street Wire165 | SEC bans Canafarma defendants Chumenko, Barone |
| 2025-04-11 19:31 | UU:*SEC | | Street Wire165 | SEC defendant Leibowitz responds to Acreage charges |
| 2025-04-02 20:08 | UU:*SEC | | Street Wire165 | SEC defendant Friesen wins ruling over frozen cash |
| 2025-03-26 20:12 | UU:*SEC | | Street Wire165 | SEC defendant Page to plead guilty to U.S. charges |
| 2025-03-25 20:04 | UU:*SEC | | Street Wire165 | SEC defendant Bauer to forfeit jewellery collection |
| 2025-03-24 20:09 | UU:*SEC | | Street Wire165 | SEC defendant Coldicutt convicted in California |
| 2025-03-20 19:49 | UU:*SEC | | Street Wire165 | SEC wins $5M (U.S.) judgment for cold-caller Meier |
| 2025-03-18 19:12 | UU:*SEC | | Street Wire165 | SEC charges former Acreage CFO Leibowitz |
| 2025-03-17 19:34 | UU:*SEC | | Street Wire165 | SEC defendant Earle accepts ban for Upper Street scheme |
| 2025-03-14 19:53 | UU:*SEC | | Street Wire165 | SEC wins ban, $6.6-million (U.S.) judgment for Matz |
| 2025-03-10 19:34 | UU:*SEC | | Street Wire165 | SEC defendant Wexler banned, must pay $265,067 (U.S.) |
| 2025-03-03 19:46 | UU:*SEC | | Street Wire165 | SEC defendant Wexler protests potential U.S. ban, fine |
| 2025-02-24 20:46 | UU:*SEC | | Street Wire165 | SEC drops case against Zenosense defendant Shah |
| 2025-02-21 19:12 | UU:*SEC | | Street Wire165 | SEC wins $8.39-million (U.S.) judgment against Biller |
| 2025-02-13 19:59 | UU:*SEC | | Street Wire165 | SEC's Sandy Steele defendant Schmidt to plead guilty |
| 2025-02-12 20:17 | UU:*SEC | | Street Wire165 | SEC defendant Pizzello makes deal with prosecutors |
| 2025-02-11 19:59 | UU:*SEC | | Street Wire165 | SEC pauses case against Binance, Zhao |
| 2025-02-07 19:48 | UU:*SEC | | Street Wire165 | SEC defendant Quattrocchi agrees to testify for gov't |
| 2025-02-05 20:34 | UU:*SEC | | Street Wire165 | SEC alleges insider trading in Goodness Growth deal |
| 2025-02-04 19:51 | UU:*SEC | | Street Wire165 | SEC seeks permanent ban for Ontario's Wexler |
| 2025-02-03 20:36 | UU:*SEC | | Street Wire165 | SEC wins $4.6M (U.S.) judgment against Gastauer |
| 2025-01-29 19:20 | UU:*SEC | | Street Wire165 | SEC seeks ban, $8M (U.S.) for Biller associate Dove |
| 2025-01-27 19:56 | UU:*SEC | | Street Wire165 | SEC wins 10-year ban for Biozoom defendant Panther |
| 2025-01-24 19:28 | UU:*SEC | | Street Wire165 | SEC bans Biller associates Plaizier, Alvarez |
| 2025-01-21 19:45 | UU:*SEC | | Street Wire165 | SEC defendant Padilla permanently banned |
| 2025-01-16 20:12 | UU:*SEC | | Street Wire165 | SEC defendant Stack's penalty cut to $98,639 (U.S.) |
| 2025-01-16 08:49 | UU:*SEC | | In the News525 | Globe/wire say SEC told famous short-seller closes shop |
| 2025-01-13 19:01 | UU:*SEC | | Street Wire165 | SEC fines BMO $40M (U.S.) for misleading bond offerings |
| 2025-01-10 19:06 | UU:*SEC | | Street Wire165 | SEC reaches $1.7M (U.S.) settlement with WWE's McMahon |
| 2025-01-10 09:05 | UU:*SEC | | In the News525 | Globe says deceptive mask man Caridi settles with SEC |
| 2025-01-08 20:53 | UU:*SEC | | Street Wire165 | SEC fines, bans Tree of Knowledge's Caridi |
| 2025-01-07 20:50 | UU:*SEC | | Street Wire165 | SEC defendants Cohen, Verderosa must pay $15.3M (U.S.) |
| 2025-01-06 19:59 | UU:*SEC | | Street Wire165 | SEC defendant Barone ordered to pay $4.7-million (U.S.) |
| 2025-01-03 19:35 | UU:*SEC | | Street Wire165 | SEC fines auditors of Bilzerian's Ignite International |
| 2025-01-03 08:33 | UU:*SEC | | In the News525 | Globe/wire say SEC target Kwon behind bars in N.Y. |
| 2025-01-02 07:46 | UU:*SEC | | In the News525 | Globe/wire say Trump, SEC help bitcoin wow markets |
| 2024-12-31 19:16 | UU:*SEC | | Street Wire165 | SEC defendant Biller to plead guilty in New York |
| 2024-12-27 18:26 | UU:*SEC | | Street Wire165 | SEC permanently bans Forcefield defendant Brown |
| 2024-12-20 20:02 | UU:*SEC | | Street Wire165 | SEC wins ban, $2.3-million (U.S.) judgment for Mihaylov |
| 2024-12-18 20:09 | UU:*SEC | | Street Wire165 | SEC defendant Hackett loses criminal appeal |
| 2024-12-17 19:46 | UU:*SEC | | Street Wire165 | SEC defendant Mihaylov avoids U.S. prosecution |
| 2024-12-12 11:51 | UU:*SEC | | Street Wire165 | SEC defendants Destler, Lazerus acquitted |
| 2024-12-09 20:53 | UU:*SEC | | Street Wire165 | SEC defendant Hackett appeals permanent ban |
| 2024-12-05 19:48 | UU:*SEC | | Street Wire165 | SEC defendants Barone, Chumenko sentenced to probation |
| 2024-12-04 20:10 | UU:*SEC | | Street Wire165 | SEC defendant Dhillon receives four months in prison |
| 2024-12-02 20:29 | UU:*SEC | | Street Wire165 | SEC's Canafarma defendant Chumenko to see no jail time |
| 2024-11-29 20:00 | UU:*SEC | | Street Wire165 | SEC defendant Dhillon facing 18-month jail term |
| 2024-11-28 19:51 | UU:*SEC | | Street Wire165 | SEC defendant Wexler responds to VMS, Argus charges |
| 2024-11-27 20:51 | UU:*SEC | | Street Wire165 | SEC defendant Dhillon looks to avoid jail |
| 2024-11-25 19:58 | UU:*SEC | | Street Wire165 | SEC's Preston defendant Stack wins appeal |
| 2024-11-21 20:11 | UU:*SEC | | Street Wire165 | SEC wins $10.8-million (U.S.) in fines for U.K.'s Page |
| 2024-11-21 07:50 | UU:*SEC | | In the News525 | Globe/wire say SEC gets 18-year sentence for Hwang |
| 2024-11-20 20:25 | UU:*SEC | | Street Wire165 | SEC, DOJ charge ex Caisse employee in bribery case |
| 2024-11-19 19:59 | UU:*SEC | | Street Wire165 | SEC wins permanent ban for Arias Intel's Hackett |
| 2024-11-18 20:25 | UU:*SEC | | Street Wire165 | SEC comes to Vancouver seeking Roe's money |
| 2024-11-13 20:21 | UU:*SEC | | Street Wire165 | SEC defendant Dhillon ordered to forfeit $1.49M (U.S.) |
| 2024-11-11 20:32 | UU:*SEC | | Street Wire165 | SEC defendant Barone headed for light sentence |
| 2024-11-07 20:04 | UU:*SEC | | Street Wire165 | SEC bans Padilla for Canadian-linked OTC scheme |
| 2024-11-06 19:03 | UU:*SEC | | Street Wire165 | SEC defendant Rice appeals $11-million (U.S.) judgment |
| 2024-11-01 19:28 | UU:*SEC | | Street Wire165 | SEC defendant Bauer to plead guilty in N.Y. |
| 2024-10-29 20:30 | UU:*SEC | | Street Wire165 | SEC's Nonko defendant Armon receives probation |
| 2024-10-22 20:16 | UU:*SEC | | Street Wire165 | SEC fines Left associate Choi $1.8-million (U.S.) |
| 2024-10-22 07:13 | UU:*SEC | | In the News525 | Globe says SEC finds Canada wrestling with greenwashing |
| 2024-10-21 20:27 | UU:*SEC | | Street Wire165 | SEC files insider trading charges over Bellus takeover |
| 2024-10-17 19:53 | UU:*SEC | | Street Wire165 | SEC defeats appeal from Kansas tout Kon |
| 2024-10-15 20:32 | UU:*SEC | | Street Wire165 | SEC defendant Knox's jail term dropped to two years |
| 2024-10-09 08:20 | UU:*SEC | | In the News525 | Globe/wire say bitcoin listless despite boost from SEC |
| 2024-10-07 20:10 | UU:*SEC | | Street Wire165 | SEC defendant Left asks judge to dismiss fraud charges |
| 2024-10-04 20:45 | UU:*SEC | | Street Wire165 | SEC wins 10-year ban for Vancouver's Miller |
| 2024-10-02 20:32 | UU:*SEC | | Street Wire165 | SEC bans Vancouver-linked Gibraltar Securities |
| 2024-10-01 20:55 | UU:*SEC | | Street Wire165 | SEC wins permanent ban against Vancouver's Babini |
| 2024-10-01 08:42 | UU:*SEC | | In the News525 | Globe/wire say SEC pulls back curtain on Big Oil abroad |
| 2024-09-27 19:49 | UU:*SEC | | Street Wire165 | SEC, DOJ charge Paul Bilzerian over Ignite Int'l fraud |
| 2024-09-26 19:56 | UU:*SEC | | Street Wire165 | SEC files charges over Enerkon pump-and-dump |
| 2024-09-24 20:01 | UU:*SEC | | Street Wire165 | SEC fines CIBC, Canaccord over messaging apps |
| 2024-09-23 20:29 | UU:*SEC | | Street Wire165 | SEC wins $11M (U.S.) judgment against Minnesota's Rice |
| 2024-09-19 09:19 | UU:*SEC | | In the News525 | Globe/wire say SEC lowers price increments to half cent |
| 2024-09-18 19:44 | UU:*SEC | | Street Wire165 | SEC permanently bans Canafarma defendant Fargesen |
| 2024-09-13 20:03 | UU:*SEC | | Street Wire165 | SEC defendant Padilla opposes sale of his home |
| 2024-09-12 20:17 | UU:*SEC | | Street Wire165 | SEC defendant Skriloff accepts $230,464 (U.S.) fine |
| 2024-09-10 20:21 | UU:*SEC | | Street Wire165 | SEC bans, fines Tobin associate Quinn |
| 2024-09-10 09:09 | UU:*SEC | | In the News525 | Globe/NYT say SEC takes on short seller Left |
| 2024-09-09 20:25 | UU:*SEC | | Street Wire165 | SEC defendant Babini looks to avoid permanent U.S. ban |
| 2024-09-06 19:36 | UU:*SEC | | Street Wire165 | SEC wins permanent ban for boiler room operator Cohen |
| 2024-09-05 20:24 | UU:*SEC | | Street Wire165 | SEC defendant Lindsay settles insider trading charges |
| 2024-08-30 19:30 | UU:*SEC | | Street Wire165 | Loop Industries trial ends with hung jury |
| 2024-08-28 08:56 | UU:*SEC | | In the News525 | Globe/wire say Nasdaq pitches SEC on bitcoin options |
| 2024-08-27 20:15 | UU:*SEC | | Street Wire165 | SEC sees Sharp associates appeal fines, bans |
| 2024-08-26 20:46 | UU:*SEC | | Street Wire165 | SEC defendant Giguiere appeals $10.7M (U.S.) judgment |
| 2024-08-20 19:49 | UU:*SEC | | Street Wire165 | SEC permanently bans Rarus defendant Ciccarelli |
| 2024-08-20 08:39 | UU:*SEC | | In the News525 | Globe columnist sees Harris ponder SEC boss's future |
| 2024-08-14 08:26 | UU:*SEC | | In the News525 | Globe says SEC wins court order against lawyer Sharp |
| 2024-08-13 20:12 | UU:*SEC | | Street Wire165 | SEC defendants Scott, Whiteley accept permanent bans |
| 2024-08-12 20:35 | UU:*SEC | | Street Wire165 | SEC wins B.C. asset freeze against West Van's Sharp |
| 2024-08-09 19:26 | UU:*SEC | | Street Wire165 | SEC's Petroteq defendant Bongiorno pleads guilty |
| 2024-08-07 20:27 | UU:*SEC | | Street Wire165 | SEC defendant Left released on $4-million (U.S.) bond |
| 2024-08-06 20:03 | UU:*SEC | | Street Wire165 | SEC defendant Mikula arrested for drinking and driving |
| 2024-08-02 19:41 | UU:*SEC | | Street Wire165 | SEC boiler room defendants Chartier, Isen lose appeal |
| 2024-08-01 19:28 | UU:*SEC | | Street Wire165 | SEC defendant Left pleads not guilty |
| 2024-08-01 08:02 | UU:*SEC | | In the News525 | Globe/wire say Trump ready to fire SEC head over crypto |
| 2024-07-29 20:12 | UU:*SEC | | Street Wire165 | SEC seeks permanent ban for Arias Intel's Hackett |
| 2024-07-29 07:59 | UU:*SEC | | In the News525 | FP/wire say SEC accuses short-seller Left of fraud |
| 2024-07-23 20:26 | UU:*SEC | | Street Wire165 | SEC defendant Alomari protests TAAT charges |
| 2024-07-19 20:03 | UU:*SEC | | Street Wire165 | SEC wins $1.4M (U.S.) judgment for Petroteq tout Arthur |
| 2024-07-18 21:04 | UU:*SEC | | Street Wire165 | SEC defendant Sexton appealing $18.9M (U.S.) judgment |
| 2024-07-17 06:47 | UU:*SEC | | In the News525 | Globe/wire say SEC told Guo found guilty in New York |